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- Subject: 89-839 -- OPINION, ARIZONA v. FULMINANTE
-
-
-
-
- NOTICE: This opinion is subject to formal revision before publication in
- the preliminary print of the United States Reports. Readers are requested
- to notify the Reporter of Decisions, Supreme Court of the United States,
- Washington, D. C. 20543, of any typographical or other formal errors, in
- order that corrections may be made before the preliminary print goes to
- press.
-
- SUPREME COURT OF THE UNITED STATES
-
-
- No. 89-839
-
-
-
- ARIZONA, PETITIONER v. ORESTE C. FULMINANTE
-
- on writ of certiorari to the supreme court of arizona
-
- [March 26, 1991]
-
-
-
- Justice White delivered the opinion of the Court.
-
- The Arizona Supreme Court ruled in this case that respondent Oreste
- Fulminante's confession, received in evidence at his trial for murder, had
- been coerced and that its use against him was barred by the Fifth and
- Fourteenth Amendments to the United States Constitution. The court also
- held that the harmless-error rule could not be used to save the conviction.
- We affirm the judgment of the Arizona court, although for different reasons
- than those upon which that court relied.
-
- I
- Early in the morning of September 14, 1982, Fulminante called the Mesa,
- Arizona, Police Department to report that his 11-year-old stepdaughter,
- Jeneane Michelle Hunt, was missing. He had been caring for Jeneane while
- his wife, Jeneane's mother, was in the hospital. Two days later, Je
- neane's body was found in the desert east of Mesa. She had been shot twice
- in the head at close range with a large caliber weapon, and a ligature was
- around her neck. Because of the decomposed condition of the body, it was
- impossible to tell whether she had been sexually assaulted.
- Fulminante's statements to police concerning Jeneane's disappearance
- and his relationship with her contained a number of inconsistencies, and he
- became a suspect in her killing. When no charges were filed against him,
- Fulminante left Arizona for New Jersey. Fulminante was later convicted in
- New Jersey on federal charges of possession of a firearm by a felon.
- Fulminante was incarcerated in the Ray Brook Federal Correctional
- Institution in New York. There he became friends with another inmate,
- Anthony Sarivola, then serving a 60-day sentence for extortion. The two
- men came to spend several hours a day together. Sarivola, a former police
- officer, had been involved in loansharking for organized crime but then
- became a paid informant for the Federal Bureau of Investigation. While at
- Ray Brook, he masqueraded as an organized crime figure. After becoming
- friends with Ful minante, Sarivola heard a rumor that Fulminante was
- suspected of killing a child in Arizona. Sarivola then raised the subject
- with Fulminante in several conversations, but Ful minante repeatedly denied
- any involvement in Jeneane's death. During one conversation, he told
- Sarivola that Jeneane had been killed by bikers looking for drugs; on
- another occasion, he said he did not know what had happened. Sarivola
- passed this information on to an agent of the Federal Bureau of
- Investigation, who instructed Sarivola to find out more.
- Sarivola learned more one evening in October 1983, as he and Fulminante
- walked together around the prison track. Sarivola said that he knew
- Fulminante was "starting to get some tough treatment and whatnot" from
- other inmates because of the rumor. App. 83. Sarivola offered to protect
- Fulminante from his fellow inmates, but told him, " `You have to tell me
- about it,' you know. I mean, in other words, `For me to give you any
- help.' " Ibid. Fulminante then admitted to Sarivola that he had driven
- Jeneane to the desert on his motorcycle, where he choked her, sexually
- assaulted her, and made her beg for her life, before shooting her twice in
- the head. Id., at 84-85.
- Sarivola was released from prison in November 1983. Fulminante was
- released the following May, only to be arrested the next month for another
- weapons violation. On September 4, 1984, Fulminante was indicted in
- Arizona for the first-degree murder of Jeneane.
- Prior to trial, Fulminante moved to suppress the statement he had given
- Sarivola in prison, as well as a second confession he had given to Donna
- Sarivola, then Anthony Sarivola's fiancee and later his wife, following his
- May 1984 release from prison. He asserted that the confession to Sarivola
- was coerced, and that the second confession was the "fruit" of the first.
- Id., at 6-8. Following the hearing, the trial court denied the motion to
- suppress, specifically finding that, based on the stipulated facts, the
- confessions were voluntary. Id., at 44, 63. The State introduced both
- confessions as evidence at trial, and on December 19, 1985, Fulminante was
- convicted of Jeneane's murder. He was subsequently sentenced to death.
- Fulminante appealed, arguing, among other things, that his confession
- to Sarivola was the product of coercion and that its admission at trial
- violated his rights to due process under the Fifth and Fourteenth
- Amendments of the United States Constitution. After considering the
- evidence at trial as well as the stipulated facts before the trial court on
- the motion to suppress, the Arizona Supreme Court held that the confession
- was coerced, but initially determined that the admission of the confession
- at trial was harmless error, because of the overwhelming nature of the
- evidence against Fulminante. 161 Ariz. 237, 778 P. 2d 602 (1988). Upon
- Fulminante's motion for reconsideration, however, the court ruled that this
- Court's precedent precluded the use of the harmless-error analysis in the
- case of a coerced confession. Id., at 262, 778 P. 2d, at 627. The court
- therefore reversed the conviction and ordered that Fulminante be retried
- without the use of the confession to Sarivola. {1} Because of dif fering
- views in the state and federal courts over whether the admission at trial
- of a coerced confession is subject to a harmless-error analysis, we granted
- the State's petition for certiorari, 494 U. S. --- (1990). Although a
- majority of this Court finds that such a confession is subject to a
- harmlesserror analysis, for the reasons set forth below, we affirm the
- judgment of the Arizona court.
-
- II
- We deal first with the State's contention that the court below erred in
- holding Fulminante's confession to have been coerced. The State argues
- that it is the totality of the circumstances that determines whether
- Fulminante's confession was coerced, cf. Schneckloth v. Bustamonte, 412 U.
- S. 218, 226 (1973), but contends that rather than apply this standard, the
- Arizona court applied a "but for" test, under which the court found that
- but for the promise given by Sarivola, Fulminante would not have confessed.
- Brief for Petitioner 14-15. In support of this argument, the State points
- to the Arizona court's reference to Bram v. United States, 168 U. S. 532
- (1897). Although the Court noted in Bram that a confession cannot be
- obtained by " `any direct or implied promises, however slight, nor by the
- exertion of any improper influence,' " id., at 542-543 (quoting 3 H. Smith
- & A. Keep, Russell on Crimes and Misdemeanors 478 (6th ed. 1896)), it is
- clear this passage from Bram, which under current precedent does not state
- the standard for determining the voluntariness of a confession, was not
- relied on by the Arizona court in reaching its conclusion. Rather, the
- court cited this language as part of a longer quotation from an Arizona
- case which accurately described the State's burden of proof for
- establishing voluntariness. See 161 Ariz., at 244, 778 P. 2d, at 609
- (citing State v. Thomas, 148 Ariz. 225, 227, 714 P. 2d 395, 397 (1986),
- Malloy v. Hogan, 378 U. S. 1, 7 (1964), and Bram, 168 U. S., at 542-543).
- Indeed, the Arizona Supreme Court stated that a "determination regarding
- the voluntariness of a confession . . . must be viewed in a totality of the
- circumstances," 161 Ariz., at 243, 778 P. 2d, at 608, and under that
- standard plainly found that Fulminante's statement to Sarivola had been
- coerced.
- In applying the totality of the circumstances test to de termine that
- the confession to Sarivola was coerced, the Arizona Supreme Court focused
- on a number of relevant facts. First, the court noted that "because
- [Fulminante] was an alleged child murderer, he was in danger of physical
- harm at the hands of other inmates." Ibid. In addition, Sarivola was
- aware that Fulminante had been receiving " `rough treatment from the guys.'
- " Id., at 244, n. 1, 778 P. 2d, at 609, n. 1. Using his knowledge of
- these threats, Sarivola offered to protect Fulminante in exchange for a
- confession to Je neane's murder, id., at 243, 778 P. 2d, at 608, and "[i]n
- response to Sarivola's offer of protection, [Fulminante] confessed." Id.,
- at 244, 778 P. 2d, at 609. Agreeing with Ful minante that "Sarivola's
- promise was `extremely coercive,' " id., at 243, 778 P. 2d, at 608, the
- Arizona Court declared: "[T]he confession was obtained as a direct result
- of extreme coercion and was tendered in the belief that the defendant's
- life was in jeopardy if he did not confess. This is a true coerced
- confession in every sense of the word." Id., at 262, 778 P. 2d, at 627.
- {2}
- We normally give great deference to the factual findings of the state
- court. Davis v. North Carolina, 384 U. S. 737, 741 (1966); Haynes v.
- Washington, 373 U. S. 503, 515 (1963); Culombe v. Connecticut, 367 U. S.
- 568, 603-604 (1961). Nevertheless, "the ultimate issue of `voluntariness'
- is a legal question requiring independent federal determination." Miller
- v. Fenton, 474 U. S. 104, 110 (1985). See also Mincey v. Arizona, 437 U.
- S. 385, 398 (1978); Davis, supra, at 741-742; Haynes, supra, at 515;
- Chambers v. Florida, 309 U. S. 227, 228-229 (1940).
- Although the question is a close one, we agree with the Arizona Supreme
- Court's conclusion that Fulminante's confession was coerced. {3} The
- Arizona Supreme Court found a credible threat of physical violence unless
- Fulminante confessed. Our cases have made clear that a finding of coercion
- need not depend upon actual violence by a government agent; {4} a credible
- threat is sufficient. As we have said, "coercion can be mental as well as
- physical, and . . . the blood of the accused is not the only hallmark of an
- unconstitutional inquisition." Blackburn v. Alabama, 361 U. S. 199, 206
- (1960). See also Culombe, supra, at 584; Reck v. Pate, 367 U. S. 433,
- 440-441 (1961); Rogers v. Richmond, 365 U. S. 534, 540 (1961); Payne v.
- Arkansas, 356 U. S. 560, 561 (1958); Watts v. Indiana, 338 U. S. 49, 52
- (1949). As in Payne, where the Court found that a confession was coerced
- because the interrogating police officer had promised that if the accused
- confessed, the officer would protect the accused from an angry mob outside
- the jailhouse door, 356 U. S., at 564-565, 567, so too here, the Arizona
- Supreme Court found that it was fear of physical violence, absent
- protection from his friend (and Government agent) Sarivola, which motivated
- Fulminante to confess. Accepting the Arizona court's finding, permissible
- on this record, that there was a credible threat of physical violence, we
- agree with its conclusion that Fulminante's will was overborne in such a
- way as to render his confession the product of coercion.
-
- III
-
-
- Four of us, Justices Marshall, Blackmun, Stevens, and myself, would
- affirm the judgment of the Arizona Supreme Court on the ground that the
- harmless-error rule is inapplicable to erroneously admitted coerced
- confessions. We thus disagree with the Justices who have a contrary view.
- The majority today abandons what until now the Court has regarded as
- the "axiomatic [proposition] that a defendant in a criminal case is
- deprived of due process of law if his conviction is founded, in whole or in
- part, upon an involuntary confession, without regard for the truth or
- falsity of the confession, Rogers v. Richmond, 365 U. S. 534, and even
- though there is ample evidence aside from the confession to support the
- conviction. Malinski v. New York, 324 U. S. 401; Stroble v. California,
- 343 U. S. 181; Payne v. Arkansas, 356 U. S. 560." Jackson v. Denno, 378 U.
- S. 368, 376 (1964). The Court has repeatedly stressed that the view that
- the admission of a coerced confession can be harmless error because of the
- other evidence to support the verdict is "an impermissible doctrine,"
- Lynumn v. Illinois, 372 U. S. 528, 537 (1963); for "the admission in
- evidence, over objection, of the coerced confession vitiates the judgment
- because it violates the Due Process Clause of the Fourteenth Amendment."
- Payne, supra, at 568. See also Rose v. Clark, 478 U. S. 570, 578, n. 6
- (1986); New Jersey v. Portash, 440 U. S. 450, 459 (1979); Lego v. Twomey,
- 404 U. S. 477, 483 (1972); Chapman v. California, 386 U. S. 18, 23, and n.
- 8 (1967); Haynes v. Washington, supra, at 518; Blackburn v. Alabama, supra,
- at 206; Spano v. New York, 360 U. S. 315, 324 (1959); Brown v. Allen, 344
- U. S. 443, 475 (1953); Stroble v. California, 343 U. S. 181, 190 (1952);
- Gallegos v. Nebraska, 342 U. S. 55, 63 (1951); Haley v. Ohio, 332 U. S.
- 596, 599 (1948); Malinski v. New York, 324 U. S. 401, 404 (1945); Lyons v.
- Oklahoma, 322 U. S. 596, 597, n. 1 (1944). As the decisions in Haynes and
- Payne, supra, show, the rule was the same even when another confession of
- the defendant had been properly admitted into evidence. Today, a majority
- of the Court, without any justification, cf. Arizona v. Rumsey, 467 U. S.
- 203, 212 (1984), overrules this vast body of precedent without a word and
- in so doing dislodges one of the fundamental tenets of our criminal justice
- system.
- In extending to coerced confessions the harmless error rule of Chapman
- v. California, 386 U. S. 18 (1967), the majority declares that because the
- Court has applied that analysis to numerous other "trial errors," there is
- no reason that it should not apply to an error of this nature as well. The
- four of us remain convinced, however, that we should abide by our cases
- that have refused to apply the harmless error rule to coerced confessions,
- for a coerced confession is fundamentally different from other types of
- erroneously admitted evidence to which the rule has been applied. Indeed,
- as the majority concedes, Chapman itself recognized that prior cases "have
- indicated that there are some constitutional rights so basic to a fair
- trial that their infraction can never be treated as harmless error," and it
- placed in that category the constitutional rule against using a defendant's
- coerced confession against him at his criminal trial. 386 U. S., at 23,
- and n. 8 (emphasis added). Moreover, cases since Chapman have reiterated
- the rule that using a defendant's coerced confession against him is a
- denial of due process of law regardless of the other evidence in the record
- aside from the confession. Lego v. Twomey, supra, at 483; Mincey v.
- Arizona, 437 U. S., at 398; New Jersey v. Portash, supra, at 459; Rose v.
- Clark, supra, at 577, 578, and n. 6.
- Chapman specifically noted three constitutional errors that could not
- be categorized as harmless error: using a coerced confession against a
- defendant in a criminal trial, depriving a defendant of counsel, and trying
- a defendant before a biased judge. The majority attempts to distinguish
- the use of a coerced confession from the other two errors listed in Chapman
- first by distorting the decision in Payne, and then by drawing a
- meaningless dichotomy between "trial errors" and "structural defects" in
- the trial process. Viewing Payne as merely rejecting a test whereby the
- admission of a coerced confession could stand if there were "sufficient
- evidence," other than the confession, to support the conviction, the
- majority suggests that the Court in Payne might have reached a different
- result had it been considering a harmless error test. Post, at 7 (opinion
- of Rehnquist, C. J.). It is clear, though, that in Payne the Court
- recognized that regardless of the amount of other evidence, "the admission
- in evidence, over objection, of the coerced confession vitiates the
- judgment," because "where, as here, a coerced confession constitutes a part
- of the evidence before the jury and a general verdict is returned, no one
- can say what credit and weight the jury gave to the confession." 356 U.
- S., at 568. The inability to assess its effect on a conviction causes the
- admission at trial of a coerced confession to "defy analysis by
- `harmless-error' standards," cf. post, at 7 (opinion of Rehnquist, C. J.),
- just as certainly as do deprivation of counsel and trial before a biased
- judge.
- The majority also attempts to distinguish "trial errors" which occur
- "during the presentation of the case to the jury," post, at 6, and which it
- deems susceptible to harmless error analysis, from "structural defects in
- the constitution of the trial mechanism," post, at 8, which the majority
- concedes cannot be so analyzed. This effort fails, for our jurisprudence
- on harmless error has not classified so neatly the errors at issue. For
- example, we have held susceptible to harmless error analysis the failure to
- instruct the jury on the presumption of innocence, Kentucky v. Whorton, 441
- U. S. 786 (1979), while finding it impossible to analyze in terms of
- harmless error the failure to instruct a jury on the reasonable doubt
- standard, Jackson v. Virginia, 443 U. S. 307, 320, n. 14 (1979). These
- cases cannot be reconciled by labeling the former "trial error" and the
- latter not, for both concern the exact same stage in the trial proceedings.
- Rather, these cases can be reconciled only by considering the nature of the
- right at issue and the effect of an error upon the trial. A jury
- instruction on the presumption of innocence is not constitutionally
- required in every case to satisfy due process, because such an instruction
- merely offers an additional safeguard beyond that provided by the
- constitutionally required instruction on reasonable doubt. See Whorton,
- supra, at 789; Taylor v. Kentucky, 436 U. S. 478, 488-490 (1978). While it
- may be possible to analyze as harmless the omission of a presumption of
- innocence instruction when the required reasonable doubt instruction has
- been given, it is impossible to assess the effect on the jury of the
- omission of the more fundamental instruction on reasonable doubt. In
- addition, omission of a reasonable doubt instruction, though a "trial
- error," distorts the very structure of the trial because it creates the
- risk that the jury will convict the defendant even if the State has not met
- its required burden of proof. Cf. Cool v. United States, 409 U. S. 100,
- 104 (1972); In re Winship, 397 U. S. 358, 364 (1970).
- These same concerns counsel against applying harmless error analysis to
- the admission of a coerced confession. A defendant's confession is
- "probably the most probative and damaging evidence that can be admitted
- against him," Cruz v. New York, 481 U. S. 186, 195 (1987) (White, J.,
- dissenting), so damaging that a jury should not be expected to ignore it
- even if told to do so, Bruton v. United States, 391 U. S. 123, 140 (1968)
- (White, J., dissenting), and because in any event it is impossible to know
- what credit and weight the jury gave to the confession. Cf. Payne, supra,
- at 568. Concededly, this reason is insufficient to justify a per se bar to
- the use of any confession. Thus, Milton v. Wainwright, 407 U. S. 371
- (1972), applied harmless-error analysis to a confession obtained and
- introduced in circumstances that violated the defendant's Sixth Amendment
- right to counsel. {5} Similarly, the Courts of Appeals have held that the
- introduction of incriminating statements taken from defendants in violation
- of Miranda v. Arizona, 384 U. S. 436 (1966), is subject to treatment as
- harmless error. {6}
- Nevertheless, in declaring that it is "impossible to create a
- meaningful distinction between confessions elicited in violation of the
- Sixth Amendment and those in violation of the Fourteenth Amendment," post,
- at 10 (opinion of Rehnquist, C. J.), the majority overlooks the obvious.
- Neither Milton v. Wainwright nor any of the other cases upon which the
- majority relies involved a defendant's coerced confession, nor were there
- present in these cases the distinctive reasons underlying the exclusion of
- coerced incriminating statements of the defendant. {7} First, some coerced
- confessions may be untrustworthy. Jackson v. Denno, 378 U. S., at 385-386;
- Spano v. New York, 360 U. S., at 320. Consequently, admission of coerced
- confessions may distort the truth-seeking function of the trial upon which
- the majority focuses. More importantly, however, the use of coerced
- confessions, "whether true or false," is forbidden "because the methods
- used to extract them offend an underlying principle in the enforcement of
- our criminal law: that ours is an accusatorial and not an inquisitorial
- system -- a system in which the State must establish guilt by evidence
- independently and freely secured and may not by coercion prove its charge
- against an accused out of his own mouth," Rogers v. Richmond, 365 U. S., at
- 540-541; see also Lego, 404 U. S., at 485. This reflects the "strongly
- felt attitude of our society that important human values are sacrificed
- where an agency of the government, in the course of securing a conviction,
- wrings a confession out of an accused against his will," Blackburn v.
- Alabama, 361 U. S., at 206-207, as well as "the deep-rooted feeling that
- the police must obey the law while enforcing the law; that in the end life
- and liberty can be as much endangered from illegal methods used to convict
- those thought to be criminals as from the actual criminals themselves,"
- Spano, supra, at 320-321. Thus, permitting a coerced confession to be part
- of the evidence on which a jury is free to base its verdict of guilty is
- inconsistent with the thesis that ours is not an inquisitorial system of
- criminal justice. Cf. Chambers v. Florida, 309 U. S., 235-238.
- As the majority concedes, there are other constitutional errors that
- invalidate a conviction even though there may be no reasonable doubt that
- the defendant is guilty and would be convicted absent the trial error. For
- example, a judge in a criminal trial "is prohibited from entering a
- judgment of conviction or directing the jury to come forward with such a
- verdict, see Sparf & Hansen v. United States, 156 U. S. 51, 105 (1895);
- Carpenters v. United States, 330 U. S. 395, 408 (1947), regardless of how
- overwhelmingly the evidence may point in that direction." United States v.
- Martin Linen Supply Co., 430 U. S. 564, 572-573 (1977). A defendant is
- entitled to counsel at trial, Gideon v. Wainwright, 372 U. S. 335 (1963),
- and as Chapman recognized, violating this right can never be harmless
- error. 386 U. S., at 23, and n. 8. See also White v. Maryland, 373 U. S.
- 59 (1963), where a conviction was set aside because the defendant had not
- had counsel at a preliminary hearing without regard to the showing of
- prejudice. In Vasquez v. Hillery, 474 U. S. 254 (1986), a defendant was
- found guilty beyond reasonable doubt, but the conviction had been set aside
- because of the unlawful exclusion of members of the defendant's race from
- the grand jury that indicted him, despite overwhelming evidence of his
- guilt. The error at the grand jury stage struck at fundamental values of
- our society, and "undermine[d] the structural integrity of the criminal
- tribunal itself, and [was] not amenable to harmless-error review." Id., at
- 263-264. Vasquez, like Chapman, also noted that rule of automatic reversal
- when a defendant is tried before a judge with a financial interest in the
- outcome, Tumey v. Ohio, 273 U. S. 510, 535 (1927), despite a lack of any
- indication that bias influenced the decision. Waller v. Georgia, 467 U. S.
- 39, 49 (1984), recognized that violation of the guarantee of a public trial
- required reversal without any showing of prejudice and even though the
- values of a public trial may be intangible and unprovable in any particular
- case.
- The search for truth is indeed central to our system of justice, but
- "certain constitutional rights are not, and should not be, subject to
- harmless-error analysis because those rights protect important values that
- are unrelated to the truthseeking function of the trial." Rose v. Clark,
- 478 U. S., at 587 (Stevens, J., concurring in judgment). The right of a
- defendant not to have his coerced confession used against him is among
- those rights, for using a coerced confession "abort[s] the basic trial
- process" and "render[s] a trial fundamentally unfair." Id., at 577, 578,
- n. 6.
- For the foregoing reasons the four of us would adhere to the consistent
- line of authority that has recognized as a basic tenet of our criminal
- justice system, before and after both Miranda and Chapman, the prohibition
- against using a defendant's coerced confession against him at his criminal
- trial. Stare decisis is "of fundamental importance to the rule of law,"
- Welch v. Texas Highways and Public Transp. Dept., 483 U. S. 468, 494
- (1987); the majority offers no convincing reason for overturning our long
- line of decisions requiring the exclusion of coerced confessions.
-
- IV
-
-
- Since five Justices have determined that harmless error analysis
- applies to coerced confessions, it becomes necessary to evaluate under that
- ruling the admissibility of Fulmi nante's confession to Sarivola. Cf.
- Pennsylvania v. Union Gas Co. 491 U. S. 1, 45 (1989) (White, J., concurring
- in judgment in part and dissenting in part); id., at 57 (O'Connor, J.,
- dissenting). Chapman v. California, 386 U. S., at 24, made clear that
- "before a federal constitutional error can be held harmless, the court must
- be able to declare a belief that it was harmless beyond a reasonable
- doubt." The Court has the power to review the record de novo in order to
- determine an error's harmlessness. See ibid.; Satterwhite v. Texas, 486 U.
- S., at 258. In so doing, it must be determined whether the State has met
- its burden of demonstrating that the admission of the confession to
- Sarivola did not contribute to Fulminante's conviction. Chapman, supra, at
- 26. Five of us are of the view that the State has not carried its burden
- and accordingly affirm the judgment of the court below reversing
- petitioner's conviction.
- A confession is like no other evidence. Indeed, "the defendant's own
- confession is probably the most probative and damaging evidence that can be
- admitted against him. . . . [T]he admissions of a defendant come from the
- actor himself, the most knowledgeable and unimpeachable source of
- information about his past conduct. Certainly, confessions have profound
- impact on the jury, so much so that we may justifiably doubt its ability to
- put them out of mind even if told to do so." Bruton v. United States, 391
- U. S., at 139140 (White, J., dissenting). See also Cruz v. New York, 481
- U. S., at 195 (White, J., dissenting) (citing Bruton). While some
- statements by a defendant may concern isolated aspects of the crime or may
- be incriminating only when linked to other evidence, a full confession in
- which the defendant discloses the motive for and means of the crime may
- tempt the jury to rely upon that evidence alone in reaching its decision.
- In the case of a coerced confession such as that given by Fulminante to
- Sarivola, the risk that the confession is unreliable, coupled with the
- profound impact that the confession has upon the jury, requires a reviewing
- court to exercise extreme caution before determining that the admission of
- the confession at trial was harmless.
- In the Arizona Supreme Court's initial opinion, in which it determined
- that harmless-error analysis could be applied to the confession, the court
- found that the admissible second confession to Donna Sarivola rendered the
- first confession to Anthony Sarivola cumulative. 161 Ariz., at 245-246,
- 778 P. 2d, at 610-611. The court also noted that circumstantial physical
- evidence concerning the wounds, the ligature around Jeneane's neck, the
- location of the body, and the presence of motorcycle tracks at the scene
- corroborated the second confession. Ibid. The court concluded that "due
- to the overwhelming evidence adduced from the second confession, if there
- had not been a first confession, the jury would still have had the same
- basic evidence to convict" Fulminante. Id., at 246, 778 P. 2d, at 611.
- We have a quite different evaluation of the evidence. Our review of
- the record leads us to conclude that the State has failed to meet its
- burden of establishing, beyond a reasonable doubt, that the admission of
- Fulminante's confession to Anthony Sarivola was harmless error. Three
- considerations compel this result.
- First, the transcript discloses that both the trial court and the State
- recognized that a successful prosecution depended on the jury believing the
- two confessions. Absent the confessions, it is unlikely that Fulminante
- would have been prosecuted at all, because the physical evidence from the
- scene and other circumstantial evidence would have been insufficient to
- convict. Indeed, no indictment was filed until nearly two years after the
- murder. {8} App. 2. Although the police had suspected Fulminante from the
- beginning, as the prosecutor acknowledged in his opening statement to the
- jury, "[W]hat brings us to Court, what makes this case fileable, and
- prosecutable and triable is that later, Mr. Fulminante confesses this crime
- to Anthony Sarivola and later, to Donna Sarivola, his wife." App. 65-66.
- After trial began, during a renewed hearing on Fulminante's motion to
- suppress, the trial court opined, "You know, I think from what little I
- know about this trial, the character of this man [Sarivola] for
- truthfulness or untruthfulness and his credibility is the centerpiece of
- this case, is it not?," to which the prosecutor responded, "It's very
- important, there's no doubt." App. 62. Finally, in his closing argument,
- the prosecutor prefaced his discussion of the two confessions by conceding,
- "[W]e have a lot of [circumstantial] evidence that indicates that this is
- our suspect, this is the fellow that did it, but it's a little short as far
- as saying that it's proof that he actually put the gun to the girl's head
- and killed her. So it's a little short of that. We recognize that." 10
- Tr. 75 (Dec. 17, 1985).
- Second, the jury's assessment of the confession to Donna Sarivola could
- easily have depended in large part on the presence of the confession to
- Anthony Sarivola. Absent the admission at trial of the first confession,
- the jurors might have found Donna Sarivola's story unbelievable.
- Fulminante's confession to Donna Sarivola allegedly occurred in May 1984,
- on the day he was released from Ray Brook, as she and Anthony Sarivola
- drove Fulminante from New York to Pennsylvania. Donna Sarivola testified
- that Fulminante, whom she had never before met, confessed in detail about
- Jeneane's brutal murder in response to her casual question concerning why
- he was going to visit friends in Pennsylvania instead of returning to his
- family in Arizona. App. 167-168. Although she testified that she was
- "disgusted" by Fulmin ante's disclosures, id., at 169, she stated that she
- took no steps to notify authorities of what she had learned. Id., at
- 172-173. In fact, she claimed that she barely discussed the matter with
- Anthony Sarivola, who was in the car and overheard Fulminante's entire
- conversation with Donna. Id., at 174-175. Despite her disgust for
- Fulminante, Donna Sari vola later went on a second trip with him. Id., at
- 173-174. Although Sarivola informed authorities that he had driven
- Fulminante to Pennsylvania, he did not mention Donna's presence in the car
- or her conversation with Fulminante. Id., at 159-161. Only when
- questioned by authorities in June 1985 did Anthony Sarivola belatedly
- recall the confession to Donna more than a year before, and only then did
- he ask if she would be willing to discuss the matter with authorities.
- Id., at 90-92.
- Although some of the details in the confession to Donna Sarivola were
- corroborated by circumstantial evidence, many, including details that
- Jeneane was choked and sexually assaulted, were not. Id., at 186-188. As
- to other aspects of the second confession, including Fulminante's motive
- and state of mind, the only corroborating evidence was the first confession
- to Anthony Sarivola. {9} No. CR 142821 (Super. Ct. Maricopa County, Ariz.,
- Feb. 11, 1986), pp. 3-4. Thus, contrary to what the Arizona Supreme Court
- found, it is clear that the jury might have believed that the two
- confessions reinforced and corroborated each other. For this reason, one
- confession was not merely cumulative of the other. While in some cases two
- confessions, delivered on different occasions to different listeners, might
- be viewed as being independent of each other, cf. Milton v. Wainwright, 407
- U. S. 371 (1972), it strains credulity to think that the jury so viewed the
- two confessions in this case, especially given the close relationship
- between Donna and Anthony Sarivola.
- The jurors could also have believed that Donna Sarivola had a motive to
- lie about the confession in order to assist her husband. Anthony Sarivola
- received significant benefits from federal authorities, including payment
- for information, immunity from prosecution, and eventual placement in the
- federal Witness Protection Program. App. 79, 114, 129-131. In addition,
- the jury might have found Donna motivated by her own desire for favorable
- treatment, for she, too, was ultimately placed in the Witness Protection
- Program. Id., at 176, 179-180.
- Third, the admission of the first confession led to the admission of
- other evidence prejudicial to Fulminante. For example, the State
- introduced evidence that Fulminante knew of Sarivola's connections with
- organized crime in an attempt to explain why Fulminante would have been
- motivated to confess to Sarivola in seeking protection. Id., at 45-48, 67.
- Absent the confession, this evidence would have had no relevance and would
- have been inadmissible at trial. The Arizona Supreme Court found that the
- evidence of Sarivola's connections with organized crime reflected on
- Sarivola's character, not Fulminante's, and noted that the evidence could
- have been used to impeach Sarivola. 161 Ariz., at 245-246, 778 P. 2d, at
- 610-611. This analysis overlooks the fact that had the confession not been
- admitted, there would have been no reason for Sarivola to testify and thus
- no need to impeach his testimony. Moreover, we cannot agree that the
- evidence did not reflect on Fulminante's character as well, for it depicted
- him as someone who willingly sought out the company of criminals. It is
- quite possible that this evidence led the jury to view Fulminante as
- capable of murder. {10}
- Finally, although our concern here is with the effect of the erroneous
- admission of the confession on Fulminante's conviction, it is clear that
- the presence of the confession also influenced the sentencing phase of the
- trial. Under Arizona law, the trial judge is the sentencer. Ariz. Rev.
- Stat. MDRV 13703(B) (1989). At the sentencing hearing, the admissibility
- of information regarding aggravating circumstances is governed by the rules
- of evidence applicable to criminal trials. MDRV 13-703(C). In this case,
- "based upon admissible evidence produced at the trial," No. CR 142821,
- supra, at 2, the judge found that only one aggravating circumstance existed
- beyond a reasonable doubt, i. e., that the murder was committed in "an
- especially heinous, cruel, and depraved manner." Ibid.; see Ariz. Rev.
- Stat. MDRV 13-703(F)(6) (1989). In reaching this conclusion, the judge
- relied heavily on evidence concerning the manner of the killing and
- Fulminante's motives and state of mind which could only be found in the two
- confessions. For example, in labeling the murder "cruel," the judge
- focused in part on Fulminante's alleged statements that he choked Jeneane
- and made her get on her knees and beg before killing her. No. CR 142821,
- supra, at 3. Although the circumstantial evidence was not inconsistent
- with this determination, neither was it sufficient to make such a finding
- beyond a reasonable doubt. Indeed, the sentencing judge acknowledged that
- the confessions were only partly corroborated by other evidence. Ibid.
- In declaring that Fulminante "acted with an especially heinous and
- depraved state of mind," the sentencing judge relied solely on the two
- confessions. Id., at 4. While the judge found that the statements in the
- confessions regarding the alleged sexual assault on Jeneane should not be
- considered on the issue of cruelty because they were not corroborated by
- other evidence, the judge determined that they were worthy of belief on the
- issue of Fulminante's state of mind. Ibid. The judge then focused on
- Anthony Sarivola's statement that Fulminante had made vulgar references to
- Jeneane during the first confession, and on Donna Sarivola's statement that
- Fulminante had made similar comments to her. Ibid. Finally, the judge
- stressed that Fulminante's alleged comments to the Sarivolas concerning
- torture, choking, and sexual assault, "whether they all occurred or not,"
- ibid., depicted "a man who was bragging and relishing the crime he
- committed." Id., at 5.
- Although the sentencing judge might have reached the same conclusions
- even without the confession to Anthony Sarivola, it is impossible to say so
- beyond a reasonable doubt. Furthermore, the judge's assessment of Donna
- Sarivola's credibility, and hence the reliability of the second confession,
- might well have been influenced by the corroborative effect of the
- erroneously admitted first confession. Indeed, the fact that the
- sentencing judge focused on the similarities between the two confessions in
- determining that they were reliable suggests that either of the confessions
- alone, even when considered with all the other evidence, would have been
- insufficient to permit the judge to find an aggravating circumstance beyond
- a reasonable doubt as a requisite prelude to imposing the death penalty.
- Because a majority of the Court has determined that Ful minante's
- confession to Anthony Sarivola was coerced and because a majority has
- determined that admitting this confession was not harmless beyond a
- reasonable doubt, we agree with the Arizona Supreme Court's conclusion that
- Ful minante is entitled to a new trial at which the confession is not
- admitted. Accordingly the judgment of the Arizona Supreme Court is
- Affirmed.
- ------------------------------------------------------------------------------
- 1
- In its initial opinion, the Arizona Supreme Court had determined that
- the second confession, to Donna Sarivola was not the "fruit of the
- poisonous tree," because it was made six months after the confession to
- Sarivola; it occurred after Fulminante's need for protection from Sarivola
- presumably had ended; and it took place in the course of a casual
- conversation with someone who was not an agent of the State. 161 Ariz.
- 237, 246, 778 P. 2d 602, 611 (1988). The court adhered to this
- determination in its supplemental opinion. Id., at 262, 778 P. 2d, at 627.
- This aspect of the Arizona Supreme Court's decision is not challenged
- here.
-
- 2
- There are additional facts in the record, not relied upon by the
- Arizona Supreme Court, which also support a finding of coercion.
- Fulminante possesses low average to average intelligence; he dropped out of
- school in the fourth grade. Record 88i, 88o. He is short in stature and
- slight in build. Id., at 88. Although he had been in prison before,
- ibid., he had not always adapted well to the stress of prison life. While
- incarcerated at the age of 26, he had "felt threatened by the [prison]
- population," id., at 88x, and he therefore requested that he be placed in
- protective custody. Once there, however, he was unable to cope with the
- isolation and was admitted to a psychiatric hospital. Id., at 88t-88b1.
- The Court has previously recognized that factors such as these are relevant
- in determining whether a defendant's will has been overborne. See, e. g.,
- Payne v. Arkansas, 356 U. S. 560, 567 (1958) (lack of education); Reck v.
- Pate, 367 U. S. 433, 441 (1961) (low intelligence). Cf. Schneckloth v.
- Bustamonte, 412 U. S. 218, 226 (1973) (listing potential factors); Culombe
- v. Connecticut, 367 U. S. 568, 602 (1961) (same). In addition, we note
- that Sarivola's position as Fulminante's friend might well have made the
- latter particularly susceptible to the former's entreaties. See Spano v.
- New York, 360 U. S. 315, 323 (1959).
-
- 3
- Our prior cases have used the terms "coerced confession" and "in
- voluntary confession" interchangeably "by way of convenient shorthand."
- Blackburn v. Alabama, 361 U. S. 199, 207 (1960). We use the former term
- throughout this opinion, as that is the term used by the Arizona Supreme
- Court.
-
- 4
- The parties agree that Sarivola acted as an agent of the Government
- when he questioned Fulminante about the murder and elicited the confession.
- Brief for Petitioner 19; Brief for Respondent 2.
-
- 5
- In Satterwhite v. Texas, 486 U. S. 249 (1988), and Moore v. Illinois,
- 434 U. S. 220 (1977), the harmless error rule was applied to the admission
- of evidence in violation of the Sixth Amendment Counsel Clause, but in
- neither case did the error involve admitting a confession or an
- incriminating statement of the defendant, which was the case in Milton v.
- Wainwright.
-
- 6
- Howard v. Pung, 862 F. 2d 1348, 1351 (CA8 1988), cert. denied, 492 U.
- S. 920 (1989); United States v. Johnson, 816 F. 2d 918, 923 (CA3 1987);
- Bryant v. Vose, 785 F. 2d 364, 367 (CA1), cert. denied, 477 U. S. 907
- (1986); Martin v. Wainwright, 770 F. 2d 918, 932 (CA11 1985), modified, 781
- F. 2d 185, cert. denied, 479 U. S. 909 (1986); United States v. Ramirez,
- 710 F. 2d 535, 542-543 (CA9 1983); Harryman v. Estelle, 616 F. 2d 870, 875
- (CA5) (en banc), cert. denied, 449 U. S. 860 (1980).
-
- 7
- The same can be said of the Miranda cases. As the Court has
- recognized, a Miranda violation "does not mean that the statements received
- have actually been coerced, but only that the courts will presume the
- privilege against compulsory self-incrimination has not been intelligently
- exercised." Oregon v. Elstad, 470 U. S. 298, 310 (1985). See also New
- York v. Quarles, 467 U. S. 649, 654 (1984).
-
- 8
- Although Fulminante had allegedly confessed to Donna Sarivola several
- months previously, police did not yet know of this confession, which
- Anthony Sarivola did not mention to them until June 1985. App. 90-92.
- They did, however, know of the first confession, which Fulminante had given
- to Anthony Sarivola nearly a year before.
-
- 9
- The inadmissible confession to Anthony Sarivola was itself subject to
- serious challenge. Sarivola's lack of moral integrity was demonstrated by
- his testimony that he had worked for organized crime during the time he was
- a uniformed police officer. App. 74-75, 104-105. His overzealous approach
- to gathering information for which he would be paid by authorities, id., at
- 79, was revealed by his admission that he had fabricated a tape recording
- in connection with an earlier, unrelated FBI investigation. Id., at 96-98.
- He received immunity in connection with the information he provided. Id.,
- at 129. His eagerness to get in and stay in the federal Witness Protection
- Program provided a motive for giving detailed information to authorities.
- Id., at 114, 129-131. During his first report of the confession, Sarivola
- failed to hint at numerous details concerning an alleged sexual assault on
- Jeneane; he mentioned them for the first time more than a year later during
- further interrogation, at which he also recalled, for the first time, the
- confession to Donna Sarivola. Id., at 90-92, 148-149. The impeaching
- affect of each of these factors was undoubtedly undercut by the presence of
- the second confession, which, not surprisingly, recounted a quite similar
- story and thus corroborated the first confession. Thus, each confession,
- though easily impeachable if viewed in isolation, became difficult to
- discount when viewed in conjunction with the other.
-
- 10
- Fulminante asserts that other prejudicial evidence, including his prior
- felony convictions and incarcerations, and his prison reputation for
- untruthfulness, likewise would not have been admitted had the confession to
- Sarivola been excluded. Brief for Respondent 31-32. Because we find that
- the admission of the confession was not harmless in any event, we express
- no opinion as to the effect any of this evidence might have had on
- Fulminante's conviction.
-